What is Legal Compliance Audit?

Legal compliance audit is a due diligence system to minimize business risk by verifying and identifying the gaps in regulatory compliances that are applicable to the company and drafting a course of action to keep the company on a steady compliant track

Why Legal Compliance Audit?

Legal audit makes you and your executive members familiar with the compliance requirements for your company as laid by the law.

  1. It shows the current status of compliance and gives you a step by approach to becoming a compliant organization
  2. Transparency in compliance is viewed positively by all stakeholders especially by institutional investors
  3. Prepares you (Management, Operational staff and Location heads) for any impromptu regulatory audits by the authorities

Compliance Calendar

Sep
20
Fri
all-day GST payment & File GSTR-3B
GST payment & File GSTR-3B
Sep 20 all-day
Monthly return of summary of outward and inward services to be filed by registered taxpayer on the basis of finalization of details of outward supplies and inward supplies along with the payment of amount of …
all-day Pay GST and File GSTR -3B
Pay GST and File GSTR -3B
Sep 20 all-day
Monthly return of summary of outward and inward services to be filed by registered taxpayer on the basis of finalization of details of outward supplies and inward supplies along with the payment of amount of …
Sep
30
Mon
all-day Assam Professional Tax Act – Return
Assam Professional Tax Act – Return
Sep 30 all-day
Every employer shall furnish a monthly return in the prescribed form before the expiry of the 30th day of each month in the prescribed format. Format: Form III Penalty: An employer, without reasonable cause, fails …
all-day Environment- Annual Report
Environment- Annual Report
Sep 30 all-day
Every person carrying on an industry, operation or process requiring consent under Section 25 of the Water (Prevention and Control of Pollution) Act, 1974 (6 of 1974) or under section 21 of the Air (Prevention …
all-day Maharashtra Professional Tax – M...
Maharashtra Professional Tax – M...
Sep 30 all-day
Every employer registered under this Act shall furnish an online return before the expiry of the due date. Prior to the submission of the online return, the employer has to enroll himself for e-service. Format: …

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Parameters Audited by us

Availability of licenses and registrations for various functions of the facility

100+ Licenses covered

Eg:Fire licenses,Building approval,Pollution consents,License to operate CT/Cathlab,license to operate a Blood Bank etc.

Timely submission of periodical returns to the relevant authorities

40+ Returns covered

Eg: Form V-Environment report,Water cess returns,Form D-Statement of bonus,MTP monthly statement etc.

Adequate and accurate maintenance of the records prescribed under the law

200+ records covered

Eg:Consent to perform MTP,Declaration in Form F to perform Ultrasound,Master records in the Blood Bank,expired drug records etc.

Appropriate Display of posters, licenses and signage's as mandated under the statutes

35+ Notices and warnings to be displayed checked

Eg:Notice under gratuity Act,Notification of minimum wages,Caution to pregnant women entering X-Ray room,No smoking sign near gas cylinders etc.

Norms should be followed while offering services to the Patients and in maintaining the infrastructure

600+ procedural day-to-day compliances checked

Eg:Conduct of periodical fire drill,construction of proper storage sheds for Biomedical waste,intimation of changes in technicians in pharmacy etc.

Statutory updates required to be made to the website maintained by the organization

10+ requirements for updation checked

Eg:Uploading authorization committee decisions on transplant,internal complaints committee members list under sexual harassment laws

  • A legal audit is always conducted by an auditor with Proven experience and success in auditing companies in similar industries
  • A Comprehensive audit framework specifically designed for the each industry to effectively identify and mitigate compliance gaps
  • Flexibility to scale up coverage and frequency of audit in line with company’s expansion plans and requirements
  • Simplified cost structure with per-location pricing provides predictability in cash-outflow for the company

Uniqueness of our Approach

Every Little thought leads to a great idea

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