The listed entity shall submit a quarterly compliance report on corporate governance in the format as specified by the Board from time to time to the recognised stock exchange(s) within fifteen days from close of the quarter.
This requirement does not apply in respect of : (a) listed entity having paid up equity share capital less than Rs 10 crore and net worth Less than Rs 25 crore, as on the last day of the previous financial year. If the provisions of these regulations becomes applicable to a listed entity at a later date, such listed entity shall comply with the requirements those regulations within six months from the date on which the provisions became applicable to the listed entity. (b) Entity which has listed its specified securities listed on the SME Exchange.
SEBI Circular No. CIR/CFD/CMD/ 5 /2015
Annexure – I – quarterly basis
Annexure – II – at the end of the financial year
Annexure – III – within six months from end of financial year
Stock Exchange Shall levy Rs. 2,000 per day fine as per SEBI Circular SEBI/HO/CFD/CMD/CIR/P/2018/77 dated 03 May 2018.