SEBI Investor Charter to provide investors relevant information about the primary market issuances in the debt market
All registered Merchant Bankers are hereby advised to disclose on their websites, the Investor Charter for Public issue of debt securities, Public issue of non-convertible redeemable preference shares and Private placement of debt securities and non-convertible redeemable preference shares.
SEBI Investor Charter to provide investors relevant information about the primary market issuances of municipal debt securities
All registered Merchant Bankers are hereby advised to disclose on their websites, the Investor Charter for private placements of municipal debt securities.
SEBI Investor Charter to provide investors relevant information about the primary market issuances by REITs and InvITs
All registered Merchant Bankers are hereby advised to disclose on their websites, the Investor Charter for public offer of units by REITs and InvITs.
Norms for Silver Exchange Traded Funds(Silver ETFs) and Gold Exchange Traded Funds (Gold ETFs)
A Silver ETF Scheme shall invest at least 95% of the net assets of the scheme in Silver or Silver related instruments.
Stock Exchanges may deviate from fines prescribed by SEBI for non-compliance of SEBI (ICDR) Regulations
Such deviation is permitted, wherever the interest of the investors are not adversely affected, if found necessary, after recording reasons in writing.
SEBI clarification regarding Disclosure obligations of listed entities in relation to Related Party Transactions
The revised RPT disclosure requirements shall come into force with effect from April 1, 2022.
SEBI directs merchant bankers to publish the investor charter and disclose complaints on their website.
The Merchant Bankers shall disclose on their respective websites, the data on complaints received against them or against issues dealt by them and redressal thereof, on each of the afore said categories separately as well as collectively, latest by 7th of succeeding month, as per the notified format.
SEBI extends the timeline for segregation and Monitoring of Collateral at Client Level.
SEBI vide its eariler circular dated 20th July 2021, has notified the framework for segregation and monitoring of collateral at client level to ensure protection of investors’ collateral and it has also put in place a reporting mechanism that will entail disaggregated information, segment-wise and asset type wise break-up of each client collateral.
SEBI issues clarification on AIF norms amendment.
It is specified that the requirement of appointment of custodian, as provided under Regulation 20(11)of AIF Regulations, shall be applicable if the sum of corpus of the AIF and the value of the Co-investment managed by the Manager of the AIF as Co-investment Portfolio Manager is more than five hundred crore rupees.
Addendum to SEBI circular on draft schemes for arrangements filed with the stock exchanges
The addendum provides that No Objection Certificate (NOC) from the lending scheduled commercial banks/financial institutions/debenture trustees shall also be submitted.
