SEBI notifies the approval process for change in control of sponsor/manager of AIFs involving scheme of arrangement.
The validity of such in-principle approval shall be three months from the date of issuance, within which the relevant application shall be made to NCLT.
SEBI notifies Product Design and Risk Management Framework for Options on Commodity Indices.
Stock Exchanges shall submit at-least past three-years data of the index constructed along with data on monthly volatility, roll over yield for the month and monthly return while seeking approval from SEBI. On approval, the Stock Exchange(s) shall also publish the above data on their website before launch of the contract.
The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2022.
The listed entity shall submit a quarterly compliance report on corporate governance in the format as specified by the Board from time to time to the recognised stock exchange(s)within fifteen days from close of the quarter.
Revised operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
SEBI has revised the operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper for Standardization of industry classification
SEBI directions for algorithmic trading in Commodity Derivatives Segment Stock Exchanges
When orders in algorithmic training exceed the limit (X) set by the Stock Exchange, the Stock Exchange shall prescribe economic disincentives and inform the same to SEBI.
The Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations, 2022.
Category III Alternative Investment Funds shall invest not more than ten per cent of the investable funds in an Investee Company, directly or through investment in units of other Alternative Investment Funds and the large value funds for accredited investors of Category III Alternative Investment Funds may invest up to twenty per cent of the investable funds in an Investee Company, directly or through investment in units of other Alternative Investment Funds
SEBI clarification on Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds
Existing mandates being used for Mutual Fund transactions can continue to remain in the name of the stock brokers / clearing members, subject to Stock Exchanges/ Clearing Corporations ensuring that Payment Aggregators (“PA”) puts in place mechanisms wherein beneficiary of the mandate can only be an Approved Account
IFSCA clarification on negotiated Large Trade facility on Stock Exchanges
In order to facilitate connects of recognised stock exchanges in IFSC with international exchanges, the price limits on NLT facility may be aligned with the international exchange for such derivatives products that are having connect with any international exchange.
Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
An investor may submit the bid-cum-application form with a SCSB or the intermediaries mentioned above and use his/ her bank account linked UPI ID for the purpose of blocking of funds, if the application value is Rs. 5 lakh or less.
Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Transactions undertaken in the depository system under Regulation 29and Regulation 31of Takeover Regulations do not require manual filing anymore.
