NSE Standard Operating Process under SEBI(PIT) Regulations, 2015 for ensuring compliance with Structured Digital Database (“SDD”)
The listed entities are advised to take a note that the listed entities to whom the provisions of Regulation 24A of SEBI(LODR) Regulations, 2015 are not applicable, are required to continue to submit SDD Compliance certificate on quarterly basis within 21 days from end of each quarter on sdd_pit@nse.co.in email id.
Review of Securities available for trading under “permitted to trade” category
The process for “permitted to trade” category and accordingly the permitted to trade companies are being reviewed in consultation with and on the advice of the Relevant Authority of the Exchange.
Cyber Security and Cyber Resilience framework for Portfolio Managers
Guidelines annexed with this circular shall be effective from October 01, 2023.
Time limit for disclosure of NAV of Mutual fund schemes investing overseas
While complying with the new timelines for declaration of NAV, AMCs as a principle shall ensure that NAV of schemes is disclosed based on the value of underlying securities/ Funds as on the T day (i.e. date of investment in MF units in India).
Regulatory framework for ESG (Environmental, Social and Governance) Disclosures, Ratings and Investing
The Board approved the regulatory framework for ESG (Environmental, Social and Governance) Disclosures, Ratings and Investing and amendments to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and SEBI (Mutual Funds) Regulations, 1996 to facilitate a balanced approach to ESG.
Extension of timelines for Nomination for Mutual Fund Unit Holders
The communication shall provide guidance by which the unit holder(s)can provide nomination or opt out of nomination.
Norms for Scheme of Arrangement by unlisted Stock Exchanges, Clearing Corporations and Depositories
The detailed framework for scheme of arrangement by unlisted market infrastructure institutions is provided.
NSE extends the due date for Submission of Half Yearly Networth Certificate due on March 31, 2023
Members are hereby advised to submit the Half Yearly Net worth Certificate as on March 31, 2023 on ENIT by May 31, 2023.
NSE Clarification regarding Aadhar seeding with PAN
Trading Members are requested to guide their clients to get their PAN mapped with Aadhar before June 30, 2023 and update the status in Exchange records.
Master Circular on Surveillance of Securities Market
Proper internal code of conduct and controls should be put in place by all market intermediaries.
