Consultation paper for seeking public comments and to provide clarity with respect to pro-rata and pari-passu rights of investors of Alternative Investment Funds (AIFs)
The comments shall be sent latest by June 04, 2023 preferably by email to afdconsultation@sebi.gov.in with a copy to Ms Padma Bharathi S, Manager (padmab@sebi.gov.in ) or by post in the address given in the notice.
Revision in computation of Core Settlement Guarantee Fund in Commodity Derivatives Segment
Clearing Corporations in Commodity Derivatives Segment to align their core SGF in terms of SEBI circulars dated August 27, 2014 as well as July 11, 2018.
NSE Reminder for submission of Internal Audit Report for the half year ended March 31, 2023
The member shall comply with all the regulatory requirements to avoid any penal charges/disciplinary action for the non/late submission of the report.
Fee structure for the entities undertaking or intending to undertake permissible activities in IFSC
The fees payable to the Authority include application fee, recurring fee and activity based fee.
Clarifications regarding Status of operations at Disaster Recovery (DR) Site of the Broker Dealers and Clearing Members registered with IFSCA
It is hereby clarified that operations carried out by the Broker Dealers and Clearing Members, from their respective DR sites located outside GIFT-IFSC and within India, shall be deemed to have been carried out at GIFT-IFSC.
SEBI Consultation Paper on the proposal to review Qualified Institutional Buyer status of Alternative Investment Funds, Venture Capital Funds and Foreign Venture Capital Investors
It is proposed that with regard to AIFs, VCFs and FVCIs, the following shall be considered as QIBs –
AIFs and VCFs, other than those having 50% or more contribution from a single investor or investors belonging to the same group. (Explanation – ‘same group’ shall include relatives and related parties as defined in Companies Act 2013)
FVCIs, other than those FVCIs who are corporate bodies and family offices.
SEBI Risk disclosure with respect to trading by individual traders in equity futures and options segment
All Qualified Stock Brokers (QSBs) shall maintain the Profit and Loss (P&L) data of their clients on continuous basis as per format given in the Annexure-II of the paper and shall be retained for 5 years.
SEBI Consultation paper on institutional mechanism for asset management companies for deterrence of possible market abuse and fraudulent transactions
Consultation paper to seek public comments on institutional mechanism for asset management companies (AMC) for deterrence of possible market abuse and fraudulent transactions related to AMCs’ transactions and ensuring proper escalation, reporting mechanism, monitoring and compliance on an on-going basis.
SEBI Consultation paper on reduction of timeline for listing of shares in public issue from existing t+6 days to t+3 days
SEBI issued a consultation paper which seeks comments/views/suggestions from public on proposals pertaining to the reduction in timeline for listing and trading of shares in public issues from existing six days to three days for the benefit of issuers to have faster access to the capital raised and investors to have opportunity for having early credit and liquidity of investments.
SEBI Consultation paper on price band formulation for scrips in equity derivatives segment
SEBI published consultation paper on price band formulation for scrips in equity derivatives segment to strengthen volatility management and minimize information asymmetry.