SEBI Consultation paper on promoting financial inclusion through Sachetisation of Investment in Mutual Fund schemes
SEBI has issued a Consultation paper on promoting financial inclusion through Sachetisation of Investment in Mutual Fund schemes To promote financial inclusion, inculcate the habit of systematic saving and facilitate investment of small savings by investors new to the Mutual fund space,by sachetisation of Mutual Funds.
SEBI Consultation Paper on draft circular for change in cut-off timings to determine applicable NAV with respect to repurchase/ redemption of units in overnight schemes of Mutual Funds
The Securities and Exchange Board of India (SEBI) recently released a draft circular seeking public comments on a significant proposal to amend the cut-off timings for determining the applicable Net Asset Value (NAV) concerning the redemption of units in Overnight Mutual Fund Schemes (MFOS). This change, proposed in collaboration with industry stakeholders, aims to enhance operational efficiency while safeguarding client funds entrusted to Stock Brokers (SBs) and Clearing Members (CMs).
Timeline for review of ESG Rating pursuant to occurrence of ‘Material Event’
ERPs shall carry out a review of the ESG ratings upon the occurrence of or announcement/ news of such material developments immediately, but not later than 10 days of occurrence of the said event.
SEBI directions for Disclosure of Risk adjusted Return Information Ratio (IR) for Mutual Fund Schemes
In order to ensure better understandability about IR by investors, adequate steps shall be undertaken by AMCs and AMFI to educate investors about RAR, IR and their significance in scheme performance evaluation. In addition, an allocation shall be earmarked from the budget for investor education, leveraging social/mass media channels to maximize outreach and impact.
SEBI SMART 2025
A Symposium on India’s Securities Market Tech Stack was organized in Mumbai by SEBI along with market participants which showcased India’s tech journey in the Securities Market. Regulators, market participants from across the world participated in the Symposium.
Consultation paper on certain amendments to SEBI LODR Regulations, 2015
SEBI has issued Consultation paper on certain amendments to SEBI LODR Regulations, 2015 with the objective of encouraging dematerialization of securities and streamlining certain processes in view of current regulatory landscape.
SEBI Consultation paper on proposal to increase the size criteria (set to guard against potential circumvention of Press Note 3 stipulations) in the additional disclosure framework
The Securities and Exchange Board of India (SEBI) has released a consultation paper proposing an increase in the size criteria under the additional disclosure framework for Foreign Portfolio Investors (FPIs) and Offshore Derivative Instrument (ODI) subscribers. This move aims to address concerns about potential circumvention of Press Note 3 (PN 3) stipulations and adapt to the rapidly growing Indian securities market.
SEBI Circular on Revise and Revamp Nomination Facilities in the Indian Securities Market
On January 10, 2025, SEBI released a circular detailing a revised and revamped framework for nomination facilities in demat accounts and mutual fund (MF) folios. This update addresses critical gaps, aims to prevent unclaimed assets, and provides a streamlined process for asset transmission.
SEBI revises Procedure for seeking waiver or reduction of interest in respect of recovery proceedings initiated for failure to pay penalty
SEBI has delegated the power to waive or reduce the interest levied only in respect of recovery proceedings initiated for failure to pay penalty, to the Competent Authority
SEBI Guidelines for Research Analysts
These new guidelines represent a robust regulatory framework that balances client protection with operational flexibility for Research Analysts. By emphasizing compliance, transparency, and ethical practices, SEBI aims to elevate the credibility and efficiency of research services in India’s financial ecosystem. Research Analysts and entities must prioritize aligning their practices with these updated standards to foster trust and innovation in the industry.
