The Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2021
A recognized stock exchange shall maintain such registers and furnish such returns or information to the Board in respect of its annual turnover, the listing fees collected by it and the fee paid or payable under these regulations, as may be specified by the Board.
SEBI advises registered entities including MIIs to comply with TRAI’s TCCCP Regulations, 2018.
These new regulations have a provision for Principal Entities to register with the telecom service providers and are also required to register the template of the message.
SEBI reviews Delivery Default Norms in the derivatives segment.
The Clearing Corporations/Exchanges shall have the flexibility to increase/decrease penalty for specific commodities depending on situation, in consultation with SEBI.
SEBI issues Clarification on the valuation of bonds issued under Basel III framework.
SEBI has also clarified that in case the issuer does not exercise call option then the valuation will be done considering maturity of 100 years from the date of issuance of not just that bond series but all such bonds issued by the entity.
SEBI issues Guidelines for Business Continuity Plan and Disaster Recovery of Market Infrastructure Institutions (MIIs).
It has been revised that the Stock Exchanges, Clearing Corporations and Depositories shall have in place BCP and DRS so as to maintain data and transaction integrity
The Securities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2021.
professional qualification by completing a Post Graduate Program in the Securities Market (Research Analysis) from NISM of a duration not less than one year.
The Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021
The amendment notifies the qualification and certification requirement for an individual to be registered as investment adviser.
SEBI notifies the Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2021.
A fresh NISM certification shall be obtained before expiry of the validity of the existing certification to ensure continuity in compliance with the certification requirements.
SEBI issues circular for streamlining the IPO process via UPI.
In order to ensure timely response with regard to IPO process, SCSBs shall identify the nodal officer for IPO applications processed through UPI as a payment mechanism and submit the details to SEBI within 7 working days from the issuance of this circular.
IFSCA issues Consultation paper on proposed international financial services centers authority (issuance and listing of securities) Regulations, 2021
IFSC in its endeavor to develop a comprehensive and consistent regulatory framework based on global best practices with a special focus on ease of doing business, proposes to enact an all-encompassing framework to facilitate issuers’ access world’s capital markets. has issued Consultation paper on proposed international financial services centers authority (issuance and listing of securities) regulations, 2021.
