NSE publishes Sovereign Gold Bonds May 2029 Series I for FY 2021-2022
NSEIL publishes First Series of Sovereign Gold Bond of FY 2021-2022 to be available for
trading from 04.05.2021.
SEBI streamlines the framework on Centralized Database for Corporate Bonds/Debentures.
The Stock Exchanges and Depositories shall develop a system such that information received by them is updated on the Centralized Database on a daily basis.
SEBI issues circular on the enhancement of overseas investment limit.
The Mutual Funds can make investments in overseas Exchange Traded Fund(ETF(s)) subject to a maximum of US $ 300 million per Mutual Fund,Within the overall industry limit of US $ 1 billion.
SEBI to streamline the process of IPOs with UPI in ASBA.
The SCSB’s shall continue to send SMS alerts during the actual block/debit/unblock of UPI mandate in the prescribed format, the details of total number of shares applied/allotted/non-allotted etc shall be included in SMS for Public Issues opening on/after 1st January, 2022.
SEBI notifies guidelines for off-market transfer of securities by FPI.
The DDP after appropriate due diligence may accord its approval for a one-time ‘off-market’ transfer of securities for relocation.
NSE provides Updation of new UCC with all mandatory fields in UCC system of Exchange
Any trade executed in client codes for new clients without uploading such UCCs in Unique Client Code system of the Exchange will be liable for penal action including disablement of member trading terminals w.e.f. August 2, 2021.
SEBI relaxes compliance requirement pertaining to AIFs and VCFs.
Alternative Investment Funds and Venture Capital Funds may submit regulatory filings for these periods, as applicable, on or before September 30, 2021.
SEBI notifies revised Format for compliance report on Corporate Governance by listed entities.
Under the new format, any loan or any other form of debt advanced by the listed entity directly or indirectly to the promoter or any other entity controlled by them need to be disclosed, along with aggregate amount advanced during six months and balance outstanding at the end of six months.
SEBI extends the date for the implementation of new disclosure rules.
The Mutual funds shall comply with new rules wherein they are required to share details of risk, performance and portfolio to investors only for the scheme in which they have invested.
NSE issues penalty structure for Non-issuance of ‘Statement of Accounts’ for funds, securities and commodities on weekly basis to clients
NSE through circular dated February 03, 2021 advised trading members to send a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients on weekly basis on or before the next four trading days of subsequent week. Disablement of trading terminals for 1 day or till the time the weekly statements are sent will also be done depending upon the gravity of the case.
