Securities and Exchange Board of India (Alternative Investment Funds) (Third Amendment) Regulations, 2024
Certificate of registration as a Category I Alternative Investment Fund –Venture Capital Fund (Migrated Venture Capital Fund)shall be granted by the Board to eligible AIFs.
SEBI analysis of Intraday trading by Individuals in Equity Cash Segment
The objective of this study is to analyze trading by individuals in intraday cash segment during the study period -FY19, FY22 and FY23.
Extension of timeline for submission of public comments on the consultation paper titled “Recommendations of the Expert Committee for facilitating ease of doing business and harmonization of the provisions of ICDR and LODR Regulations”
It has been decided to extend the timeline for submission of comments to July 29, 2024.
Consultation on Draft Amendment to Master Circular for Credit Rating Agencies (CRAs)
It is proposed that CRAs shall frame a policy in respect of upgrade of default rating to investment grade rating and place it on its website.
SEBI Consultation paper on Introduction of New Asset Class/ Product Category
The proposed New Asset Class seeks to provide investors with a regulated investment product featuring higher risk-taking capabilities and a higher ticket size, aimed at curbing the proliferation of unregistered and unauthorized investment products.
SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings
The comments are invited on the proposals in the consultation paper. The comments/ suggestions should be submitted latest by August 06, 2024.
Common Mistakes in SDD Compliance: A Guide for Listed Companies
The Securities and Exchange Board of India (SEBI) has established regulations to create a robust framework. This is aimed at prohibiting insider trading in securities. SEBI’s (Prohibition of Insider Trading) Regulations, 2015, are designed to prevent insiders from communicating Unpublished Price Sensitive Information (UPSI). UPSI refers to any information related, directly or indirectly, to a […]
NSE has directed members to establish Brokers’ Institutional mechanism
NSE has directed members to implement measures prescribed by SEBI to instill confidence in securities market. Members also directed to put in place a Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse.
Securities and Exchange Board of India (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024
The amendment provides framework for implementation of the new unit based employee benefit scheme.
SEBI has issued clarification regarding the information to be filed by schemes of AIFs availing dissolution period/additional liquidation period and conditions for in-specie distribution of assets of AIFs
The information memorandum for a scheme of an AIF entering into dissolution period shall be submitted to SEBI before expiry of the liquidation period or additional liquidation period of the scheme, as the case may be. The information memorandum to be submitted by the scheme of AIF entering into dissolution period and Due Diligence Certificate by Merchant Banker shall be submitted in the prescribed format.
