IFSCA issues investment restrictions to retail fund schemes

This circular addresses specific provisions within the IFSCA (Fund Management) Regulations, 2022, to foster a more robust environment for retail investments in the IFSCs by addressing limitations associated with investments in unlisted securities and fund-of-fund structures.

SEBI mandates stock brokers to provide SMS and email alerts to investors

The draft circular is currently open for public comment, inviting feedback from stakeholders on SEBI’s website until November 18, 2024. SEBI is actively encouraging input from investors, industry experts, and market participants to refine these guidelines and ensure they meet industry standards while maintaining investor protection. Comments can be submitted via SEBI’s online portal, or in case of technical issues, by email to consultationMIRSD@sebi.gov.in, with the subject “Public comments on Draft Circular – SMS and E-mail alert to investors by stock exchanges.”