Category: SEBI

The Platform shall enable a user-friendly interface for investors for execution of mutual fund transactions viz. purchase, redemption, switch etc., initiation and tracking of service requests viz. change of email id/contact number/bank account details etc.

All existing eligible trading and demat account holders shall provide choice of nomination on or before March 31, 2022, failing which the trading accounts shall be frozen for trading and demat account shall be frozen …

Read More "SEBI notifies norms on Mandatory nomination for eligible trading and Demat accounts."

The entities shall hold their AGM within a period of six months from the date of closing of the financial year for 2020-21.

The application filed by AMCs for change in fundamental attributes of a scheme, merger/consolidation of scheme, rollover of close-ended scheme etc, may be deemed to be taken on record in case no modifications are suggested …

Read More "SEBI notifies framework on processing of scheme related applications filed by AMCs."

In order to provide visibility of client-wise collateral (for each client) at all levels, viz., TM, CM and Clearing Corporation (CC), a reporting mechanism, covering both cash and non-cash collateral, shall be specified by the …

Read More "SEBI notifies Framework on segregation, monitoring of collateral at client level."

A facility of block mechanism in the Demat account of clients has been made available by the depositories. The securities lying in the client’s Demat account may be blocked in favour of Clearing Corporation either …

Read More "SEBI issues Circular on Block Mechanism in demat account of clients undertaking sale transactions."

The expected loss (EL) based rating is divided into a scale of seven levels, spanning from lowest to highest expected loss.

The put option shall be considered as ‘in favour of the scheme’ if the yield of the valuation price ignoring the put option under evaluation is more than the contractual yield/coupon rate by 30 basis …

Read More "SEBI issues norms for valuation of Securities of Multiple Put Options."

In order to bring in uniformity while giving effect to the contract modifications, SEBI has decided to reduce the number of days of advance intimation for all three categories to 10 days.

The listed holding company and the listed subsidiary have to provide self-certification with respect to both the companies being in the same line of business.