Category: SEBI

It may be recalled that the Securities and Exchange Board of India (SEBI) had previously issued a Circular called “Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, …

Read More "NSE publicises certain Norms issued by SEBI"

SEBI may consider grant of certificate to an applicant, notwithstanding that another entity in the same group has been previously granted registration by SEBI

This circular shall come into force with effect from April 01, 2023.

The amendment mandates that in case of any direct or indirect change in structure or common ownership or control of the foreign portfolio investor or investor group, it shall, as soon as possible but not …

Read More "Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2023"

Based on various discussions with SEBI, it has now prescribed for additional affirmations to be provided while submitting the ASCR. Further, Additional columns have been inserted in the format of ASCR. This notification will be …

Read More "BSE notifies Additional affirmations by Practicing Company Secretaries in Annual Secretarial Compliance Report"

An RTA shall be categorized as a QRTA if at any time during a financial year, the combined number of physical and demat folios being serviced by the RTA for listed companies exceeds 2 crore. …

Read More "SEBI clarifies on Qualified RTAs"

Extension of timeline for submission of public comments on the Consultation Paper on Holding of Sponsor in Real Estate Investment Trust (REITs) and Infrastructure Investment Trust (InvITs on 15.03.2023.

The amendment regulations shall be made effective for all buy-back offers where the Board of Directors of the company approve resolution with respect to Buy-back on or after 30thday of the date of notification of …

Read More "Operational Guidance on Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2023"

REs which are currently availing cloud services (as on date of issuance of this framework) shall ensure that, wherever applicable, all such arrangements are revised and they (RE) shall be in compliance with this framework …

Read More "Framework for Adoption of Cloud Services by SEBI Regulated Entities"

Members are hereby requested to note that from 8th March, 2023 the specified securities as per attached Annexure I have satisfied the criteria under Additional Surveillance Measures (ASM) for Companies as per Insolvency and Bankruptcy …

Read More "BSE notifies Surveillance Measure for securities under IBC"