Consultation paper on easing business initiatives for Portfolio Managers

The consultation paper by SEBI underscores the regulator’s commitment to fostering a conducive environment for Portfolio Managers. By soliciting public feedback, SEBI aims to ensure that regulatory reforms align with industry needs while promoting transparency …

Investors are urged to conduct due diligence and verify the registration status of any entity claiming to be a SEBI-registered intermediary

Investors are urged to conduct due diligence and verify the registration status of any entity claiming to be a SEBI-registered intermediary.

SEBI extends timeline for verification of market rumors’ by listed entities

It has been decided to extend the timeline for effective date of implementation of the requirement to June 1, 2024 and for top 250 listed entities by market capitalization, to December 1, 2024.

Revised directions for filing of returns by Designated Depository Participants and Custodians

SEBI has reviewed various reports submitted by Designated Depository Participants and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes.

Framework for Offer for Sale (OFS)of Shares to Employees through Stock Exchange Mechanism

Promoters of eligible companies shall be permitted to sell shares within a period of 2 (two) weeks from the OFS transaction to the employees of such companies. The offer to employee shall be considered as …

SEBI has issued a Consultation paper on proposal to enhance trust in the Alternative Investment Funds (‘AIF’) ecosystem to facilitate Ease of Doing Business measures

The consultation paper provides that Every Alternative Investment Fund, Manager of the Alternative Investment Fund and Key Management Personnel of the Manager and the Alternative Investment Fund, shall carry out specific due diligence, as may …

Operational guidelines and SOP on Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

NSE has issued Operational guidelines and SOP on Upstreaming of clients’ funds by Stock Brokers (SBs) Clearing Members (CMs) to Clearing Corporations (CCs).

Guidelines for AIFs with respect to holding their investments in dematerialised form and appointment of custodian

The SEBI has mandated that as per Regulation 15(1)(i) of AIF Regulations, all AIFs must hold their investments in a dematerialized form and has issued guidelines and timeline for the same.

SEBI launches Facility of voluntary freezing/ blocking of Trading Accounts by Clients

It has been decided that the framework for Trading Members to provide the facility of voluntary freezing/blocking the online access of the trading account to their clients on account of suspicious activities shall be laid …

Consultation paper on additional proposals regarding framework for issuance of subordinate units – REITs and InvITs

The comments/ suggestions shall be submitted online latest by January 31, 2024.

SEBI Framework for Short Selling

SEB has issued a Framework for Short Selling. “Short selling” shall be defined as selling a stock which the seller does not own at the time of trade. All classes of investors, viz., retail and …

SEBI modifies NCS Master Circular dealing with registration and regulatory framework for Online Bond Platform Providers

The revised circular clarified the products or securities that can be offered by an Online Bond Platform.

Fill in the form


    Labour LawsEnvironment, Health and SafetyDirect Tax lawsIndirect tax laws (GST/ Customs / VAT)Corporate Laws (Company Law, SEBI & FEMA)Food Safety LawsFinancial Service sectorInsurance SectorHealthcare SectorOther ancillary laws

    Do you want GST Refund ?


      Get In Touch

        Get Bulk Subscription