The consultation paper by SEBI underscores the regulator’s commitment to fostering a conducive environment for Portfolio Managers. By soliciting public feedback, SEBI aims to ensure that regulatory reforms align with industry needs while promoting transparency …
Investors are urged to conduct due diligence and verify the registration status of any entity claiming to be a SEBI-registered intermediary
Investors are urged to conduct due diligence and verify the registration status of any entity claiming to be a SEBI-registered intermediary.
It has been decided to extend the timeline for effective date of implementation of the requirement to June 1, 2024 and for top 250 listed entities by market capitalization, to December 1, 2024.
SEBI has reviewed various reports submitted by Designated Depository Participants and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes.
Promoters of eligible companies shall be permitted to sell shares within a period of 2 (two) weeks from the OFS transaction to the employees of such companies. The offer to employee shall be considered as …
SEBI has issued a Consultation paper on proposal to enhance trust in the Alternative Investment Funds (‘AIF’) ecosystem to facilitate Ease of Doing Business measures
The consultation paper provides that Every Alternative Investment Fund, Manager of the Alternative Investment Fund and Key Management Personnel of the Manager and the Alternative Investment Fund, shall carry out specific due diligence, as may …
Operational guidelines and SOP on Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
NSE has issued Operational guidelines and SOP on Upstreaming of clients’ funds by Stock Brokers (SBs) Clearing Members (CMs) to Clearing Corporations (CCs).
Guidelines for AIFs with respect to holding their investments in dematerialised form and appointment of custodian
The SEBI has mandated that as per Regulation 15(1)(i) of AIF Regulations, all AIFs must hold their investments in a dematerialized form and has issued guidelines and timeline for the same.
It has been decided that the framework for Trading Members to provide the facility of voluntary freezing/blocking the online access of the trading account to their clients on account of suspicious activities shall be laid …
Consultation paper on additional proposals regarding framework for issuance of subordinate units – REITs and InvITs
The comments/ suggestions shall be submitted online latest by January 31, 2024.
SEBI modifies NCS Master Circular dealing with registration and regulatory framework for Online Bond Platform Providers
The revised circular clarified the products or securities that can be offered by an Online Bond Platform.