Category: SEBI
SEBI SEBI Updates
September 23, 2023
All Entities shall review the investors’ grievances redressal mechanism from time to time to further strengthen it and rectify the existing shortcomings. All Entities who are in receipt of the complaints of the investors (“Complaint”) …
SEBI SEBI Updates
September 23, 2023
22nd SEBI Board meeting Report
SEBI approved amendments to streamline the process of handling unclaimed amounts of investors in listed entities (excluding companies, REITs, and InvITs) and facilitating refunds from the Investor Protection and Education Fund (IPEF).
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
September 20, 2023
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2023
A listed entity that proposes to list the non-convertible debt securities on the stock exchange(s) on or after January 1, 2024, shall list all outstanding unlisted non-convertible debt securities previously issued on or after January …
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
September 15, 2023
Revised Reporting format for AIFs
The report shall be submitted within 15 calendar days from the end of each quarter. The report for the quarter ending September 30, 2023 shall be submitted in the revised format by November 15, 2023. …
SEBI
September 11, 2023
SEBI clarification regarding Board nomination rights to unitholders of Infrastructure Investment Trusts
The circular provides that the Manager of the Infrastructure Investment Trusts shall, within ten days from the end of each calendar month, review whether the Eligible Unitholder(s) who have exercised the board nomination right, continue …
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
September 10, 2023
Clarification regarding investment of Mutual Funds Schemes in units of Corporate Debt Market Development Fund
It is clarified that for calculation of asset allocation limits of mutual fund schemes, investment in units of CDMDF shall be excluded from base of net assets.
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
September 4, 2023
SEBI has announced a Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank Account SEBI
SEBI has opened a new bank account to facilitate market participants to make payment to SEBI Investor Protection and Education Fund (SEBI IPEF). In this regard, a link has been provided in the Homepage of …
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
September 4, 2023
SEBI issues new format of abridged prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares
A copy of the Abridged Prospectus shall be made available on the website of issuer, merchant bankers, registrar to an issuer and a link for downloading Abridged Prospectus shall be provided in issue advertisement for …
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
August 30, 2023
SEBI Consultation Paper on Flexibility in the framework on Social Stock Exchange
Comments may be sent by email to consultationcfd@sebi.gov.inlatest by September 19, 2023.
Corporate Laws (Company Law, SEBI & FEMA) SEBI SEBI Updates
August 30, 2023
SEBI guidelines for MIIs regarding Cyber security and Cyber resilience
The guidelines outline essential practices that MIIs should adopt to enhance their market infrastructure security.
SEBI SEBI Updates
August 27, 2023
SEBI Consultation Paper on Association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers)
No SEBI registered intermediaries/regulated entities or their agents/representatives shall, directly or indirectly, have any association/relationship in any form, whether monetary or non-monetary, for any promotion or advertisement of their services/products, with any unregistered entities ( …
SEBI SEBI Updates
August 27, 2023
SEBI Consultation Paper on mechanism for fee collection by SEBI registered Investment Advisers and Research Analysts
Fees shall be paid by clients on designated platforms to be specified/administered by a SEBI recognized supervisory body. IAs/RAs shall provide the details of the designated bank account/s in which fees shall be received through …