Category: SEBI

Beware of emails / any other communication impersonating employees of SEBI and refrain from responding to such emails / communication. The only official and genuine website of SEBI, where an investor can file his/her complaint …

Read More "SEBI cautions investors against fraudsters impersonating as SEBI"

The AMC shall submit Quarterly Report to the trustees as per MF Regulations, on its activities and the compliance with MF Regulations and various circulars issued thereunder, and Complete compliance Test Report with effect from …

Read More "SEBI Circular on Reporting Formats for Asset Management companies"

All AIFs shall submit a report on their activity as an AIF to SEBI on a quarterly basis within 10 calendar days from the end of each quarter in the revised formats.

SEBI has modified its framework pertaining to contribution of asset management companies (AMCs) for setting up of limited purpose clearing corporation by mutual funds.

The Securities and Exchange Board of India (Underwriters) Regulations, 1993 is repealed by this regulation and the certificate of registration granted to any person under the Securities and Exchange Board of India (Underwriters) Regulations, 1993 …

Read More "Securities and Exchange Board of India (Underwriters) (Repeal) Regulations, 2021"

The amendment provides that every merchant banker acting as an underwriter shall enter into an agreement with each body corporate on whose behalf it is acting as an underwriter.

Every stock broker holding a valid certificate of registration shall be entitled to act as an underwrite and shall enter into a valid agreement with the body corporation whose behalf it is acting as underwriter …

Read More "The Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2021."

DDP shall ensure that all the accounts (including bank account and securities account) held by the applicant in the capacity of FPI are closed and the CP code is deactivated within 10 working days from …

Read More "SEBI issues guidelines pertaining to surrender of FPI Registration."

SEBI has decided to reduce the timelines for refund of investors’ money to four days in case of non-receipt of minimum subscription and the issuer failing to obtain listing or trading permission from the stock …

Read More "SEBI decides to reduce the timeline for refunding investors’ money."

Sebi has clarified that the transferee will have to obtain fresh registration from the regulator in the same capacity before the transfer of business if it is not registered with SEBI.