Category: SEBI

All Entities shall review the investors’ grievances redressal mechanism from time to time to further strengthen it and rectify the existing shortcomings. All Entities who are in receipt of the complaints of the investors (“Complaint”) …

Read More "SEBI clarifications regarding Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform"

SEBI approved amendments to streamline the process of handling unclaimed amounts of investors in listed entities (excluding companies, REITs, and InvITs) and facilitating refunds from the Investor Protection and Education Fund (IPEF).

A listed entity that proposes to list the non-convertible debt securities on the stock exchange(s) on or after January 1, 2024, shall list all outstanding unlisted non-convertible debt securities previously issued on or after January …

Read More "Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2023"

The report shall be submitted within 15 calendar days from the end of each quarter. The report for the quarter ending September 30, 2023 shall be submitted in the revised format by November 15, 2023. …

Read More "Revised Reporting format for AIFs"

The circular provides that the Manager of the Infrastructure Investment Trusts shall, within ten days from the end of each calendar month, review whether the Eligible Unitholder(s) who have exercised the board nomination right, continue …

Read More "SEBI clarification regarding Board nomination rights to unitholders of Infrastructure Investment Trusts"

It is clarified that for calculation of asset allocation limits of mutual fund schemes, investment in units of CDMDF shall be excluded from base of net assets.

SEBI has opened a new bank account to facilitate market participants to make payment to SEBI Investor Protection and Education Fund (SEBI IPEF). In this regard, a link has been provided in the Homepage of …

Read More "SEBI has announced a Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank Account SEBI"

A copy of the Abridged Prospectus shall be made available on the website of issuer, merchant bankers, registrar to an issuer and a link for downloading Abridged Prospectus shall be provided in issue advertisement for …

Read More "SEBI issues new format of abridged prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares"

Comments may be sent by email to consultationcfd@sebi.gov.inlatest by September 19, 2023.

The guidelines outline essential practices that MIIs should adopt to enhance their market infrastructure security.

No SEBI registered intermediaries/regulated entities or their agents/representatives shall, directly or indirectly, have any association/relationship in any form, whether monetary or non-monetary, for any promotion or advertisement of their services/products, with any unregistered entities ( …

Read More "SEBI Consultation Paper on Association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers)"

Fees shall be paid by clients on designated platforms to be specified/administered by a SEBI recognized supervisory body. IAs/RAs shall provide the details of the designated bank account/s in which fees shall be received through …

Read More "SEBI Consultation Paper on mechanism for fee collection by SEBI registered Investment Advisers and Research Analysts"