Category: securities law

It may be recalled that the Securities and Exchange Board of India (SEBI) had previously issued a Circular called “Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, …

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Listed entities are requested to ensure that the intimation regarding any corporate action is separately intimated to the Exchange. A separate tab for Corporate Actions is available on the NEAPS Portal. Thus, all intimation regarding …

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All intermediaries who send bulk SMS may be sensitized about the guidelines.

The Circular, inter alia, stipulates for market wide applicable limit, member security specific limits and applicable haircut rates for each of the securities.

The revised list of approved securities, GOI securities, open ended mutual funds, corporate bonds and list of approved banks for issuance of bank guarantees (BG)/fixed deposit receipts (FDR) comprises 7 annexures enumerated in the Circular.

NSE issues Revised Annual Secretarial Compliance Report (ASCR) format.

The Master Circular in respect of IT has been prepared in order to enable the Market Participants to have an access to all the applicable circulars/communications at one place. This Master Circular is a compilation …

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Listed entities are requested to note that the PDF of outcome of board meeting held to consider and approve financial results must only include financial results, Auditor’s report and other statements as prescribed under Regulation …

Read More "BSE clarification regarding Manner of filing financial results as required under regulation 33 of SEBI (LODR) Regulations, 2015"

The Nifty SDL Jul 2028 Index follows a target maturity structure with maturity date of 31st July, 2028. The index measures the performance of portfolio of 12 State Development Loans (SDLs) maturing during the twelve …

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To assess relaxation of surveillance actions, a periodic review of securities under GSM was carried out. This review was carried out in coordination with other exchanges. Based on this review, securities specified in the Annexure …

Read More "NSE carries out Periodic Relaxation Surveillance of Graded Surveillance Measures"