Category: securities law

It is clarified that the VAPT shall be carried out and completed during the period September to November of every financial year and the final report on said VAPT shall be required to be submitted …

Read More "BSE clarification on Modification in Cyber Security and Cyber resilience framework for Stockbrokers/Depository Participants"

The members shall communicate confirmation that they are aware of the supplementary guidelines issued by FIU and that they have taken relevant steps to implement these guidelines on TM-Correspondence@nse.co.in

NSE has therefore further clarified that members are not permitted to transfer to customers the fine assessed by clearing corporations for “short/non-collection of upfront margins.”

NSE in association with Stakeholders Empowerment Services has issued 38 sector specific integrated guides to the Business Responsibility & Sustainability Report. The guides seeks to sensitize listed entities about updated disclosure requirements and revised formats …

Read More "NSE guides to Business Responsibility & Sustainability Report published by SEBI"

The IFSCA, after evaluating the potential of ship leasing in the context of “Atma Nirbhar Bharat”, issued a framework to provide an enabling regulatory framework for promoting GIFT IFSC as a hub for international ship …

Read More "IFSCA issues ‘Framework for Ship Lease’"

It is clarified that the maximum brokerage on options contracts shall not exceed 2.5% of the premium amount of Rs. 100/- (per lot) whichever is higher. The trading members can charge brokerage for option contracts …

Read More "BSE clarification on the Brokerage, Statutory & Regulatory Levies"

The documents should be sent vide email on bse.reports@bseindia.com.

The amendment provides that sponsors which invest in various companies on behalf of the beneficiaries of insurance policies or such other schemes shall not qualify as associates of mutual funds. The amended regulations will come …

Read More "Securities And Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2022"

The index is expected to act as a benchmark for asset managers and be a reference index tracked by passive funds in the form of Exchange Traded Funds (ETFs), index funds and structured products.

The general public and stakeholders were priory requested to forward their comments/suggestions through the mail to Mr.Ankit Bhansali at ankit.bhansali@ifsca.gov.in by 21st July, 2022. It has now been decided to grant additional time of 15 …

Read More "Additional time to send comments on draft IFSCA (Setting up and Operation of International Branch Campuses and Offshore Education Centres) Regulations, 2022"