Category: securities law

NSE has cautioned Investors about person named “Ankit Kumar” associated with entity named “Live Forex” operating through mobile number “8018388453” and website “www.liveforex.uk” and application “play.google.com/store/apps/details?id=com.live.forex” is providing assured/guaranteed returns on investment in forex market.

In order to provide operational clarity, it has been decided that all Fund Management Entities shall henceforth seek authorization from the Authority for each scheme filed.

The circular provides that the Manager of the REIT shall, within ten days from the end of each calendar month, review whether the Eligible Unitholder(s) who have exercised the board nomination right, continue to have/hold …

Read More "SEBI clarification regarding Board nomination rights to unitholders of Real Estate Investment Trusts"

All listed members are advised to maintain vigil, monitoring and be aware of the health of your digital assets. They shall keep in place immediate measures to be taken if a cyber incident occurs and …

Read More "NSE Advisory on Cyber Security Alert for G20 Summit"

Clients whose KYC are not found valid by KRA, such UCCs shall neither be Permitted to Trade on the Exchange, nor will they be able to square up their open positions, if any, w.e.f. September …

Read More "Guidelines under SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011"

IFSCAI has issued a Report of the Expert committee on ‘Onshoring the Indian Innovation to GIFT IFSC to incentivize the holding companies with subsidiaries in IFSC to shift back to India, by ensuring that the …

Read More "IFSCAI expert committee report on onshoring the Indian Innovation to GIFT IFSC"

Trading members are requested to note that the securities shall be moved to their respective higher stages of GSM with effect from August 22, 2023 and shall attract following surveillance actions as per the provisions …

Read More "Clarification regarding Graded Surveillance Measure for securities listed in the BSE"

SEBI shall recognize a body corporate for handling and monitoring the process of grievance redressal by the entities operating in the securities market.

NSE has issued a common online dispute resolution portal (ODR), called the Smart ODR, which has gone live on August 4, according to an exchange notice from the market regulator SEBI.

The T+3 timeline for listing shall be appropriately disclosed in the Offer Documents of public issues.

The penalty for unauthorized trades shall be determined by Investor Grievance Redressal Committee (IGRC)/Arbitration. Monetary Penalty per case shall be Rs.50,000/- or 3% of the admissible amount determined in the IGRC/Arbitration order/award, whichever is higher.

This innovative scheme aims to provide a safety net for the Corporate Debt Market Development Fund (CDMDF), an Alternative Investment Fund (AIF) established under SEBI Regulations, and facilitate investments in corporate debt securities. The scheme, …

Read More "Guarantee Scheme for Corporate Debt"