Category: Corporate Laws

The Depositories and Stock Exchanges shall make necessary arrangements such that the disclosures pertaining to listed Debt Securities along with equity shares and equity derivative instruments are disseminated on the websites of respective stock exchanges …

Read More "listed debt securities of equity listed companies is included under the System Driven Disclosures for the entities"

Stock Exchanges shall develop online system for effective monitoring of timely settlement of running account for funds of client and to verify that excess clients’ funds are not retained by the TM as on the …

Read More "Clarification regarding settlement of running account of client’s funds lying with Trading Member (TM)"

BSE has noticed that Key Managerial Personnel or any other person representing the listed entity is seen disclosing the company’s prospects, future plans, etc while being interviewed. The company shall ensure that no price sensitive …

Read More "BSE guidance note on communications by Listed Entities"

Any amount required to be credited by the companies to the IEPF shall be remitted into the specified account of the IEPF Authority maintained in the Punjab National Bank [and the details thereof shall be …

Read More "The Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Amendment Rules, 2021"

NSEIL publishes First Series of Sovereign Gold Bond of FY 2021-2022 to be available for trading from 04.05.2021.

The new list clarifies that filing of FORM FC-1, FORM FC-2, FORM PAS-3, FORM MR-1 are also subject to due date extension and additional fees waiver

Any trade executed in client codes for new clients without uploading such UCCs in Unique Client Code system of the Exchange will be liable for penal action including disablement of member trading terminals w.e.f. August …

Read More "NSE provides Updation of new UCC with all mandatory fields in UCC system of Exchange"

On account of the disruptions caused by the second wave of COVID 19 pandemic to businesses across various sectors of the economy, Government has further enlarged the scope of Emergency Credit Line Guarantee Scheme.

NSE through circular dated February 03, 2021 advised trading members to send a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients on weekly basis on or before …

Read More "NSE issues penalty structure for Non-issuance of ‘Statement of Accounts’ for funds, securities and commodities on weekly basis to clients"

The Ministry of Corporate Affairs has issued the second list of Forms for which due date extension and additional fees waiver is provided by the ministry through Circular no. 06/2021 and 07/2021.