IFSCA revises Reporting Norms for Capital Market Intermediaries

International Financial Services Centres Authority (“Authority”) has revised the reporting norms for Capital Market Intermediaries (“CMIs”) in IFSC as under:

1. CMIs shall submit information to the Authority in the prescribed formats (provided at https://ifsca.gov.in/Downloadfile/Index) on a quarterly basis.
2. The quarterly report to the Authority shall include: a. Quantitative information and other information sought in the prescribed format about the operations of the CMI, which shall be submitted in an editable excel file. b. A signed undertaking which shall be submitted as a scanned PDF file in the
3. prescribed format.

The reports shall be submitted to the Authority by way of an email to cmi- supervision@ifsca.gov.in.

The Authority will continue to monitor Capital Market Intermediaries in IFSC and may supplement / update the reporting formats, if so required. Accordingly, at the end of each quarter, the CMIs shall access the latest reporting formats from the IFSCA website under the “Downloads” section (https://ifsca.gov.in/Downloadfile/Index).