NSE vide Circular dated November 21, 2023 has published a Reminder for Submission of following returns:
- Half Yearly Internal Audit Report by Clearing Members for the half year ended September 30, 2023. Clearing Members are advised to submit the Internal Audit Report on or before November 30, 2023, to the email ID “internalaudit@nsccl.co.in” with the subject line as “Internal Audit Report- Name of the Clearing Member (Clearing Member Code) – September 2023, in the prescribed format and comply with the regulatory requirements to avoid any penalties/disciplinary actions for late/non-submission of the Internal Audit Report as prescribed.
- Risk based supervision data for half year ended on 30 September, 2023.
- System audit report for half year ended on 30 September, 2023.
- Cyber security and Cyber resilience audit report for half year ended on 30 September, 2023.
