The National Stock Exchange through circular dated April 16, 2021 has directed trading members to carry out system audit of their trading facility for the period ended on March 31, 2021 and to submit the report to the Exchange. The trading members shall submit Preliminary Audit Report on half yearly (October 20, 2020 – March 21, 2021) basis by June 30, 2021, annual basis (April 20, 2020- March 21, 2021) by September 30, 2021 and on a bi-annual (April 19, 2019 – March 21, 2021) basis by December 31, 2021.
Submission of system audit report shall be considered complete only after trading member submits the report to the Exchange after providing management comments. Trading members shall comply with any non-compliance/ non-conformities (NCs) pending for system audit report for the previous audit period by submitting ATR and/or Follow-on audit report as the case may be through ENIT.
