The Securities and Exchange Board of India vide its notification dated 1st October 2020 has further decided to extend the timelines for compliance with the regulatory requirements by the trading members/clearing members.
The timeline for maintaining call recordings of orders/instructions received from clients has been extended up to 31st December 2020 and the KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days in which the period of exclusion shall be from March 23, 2020, till December 31, 2020.
Further, the time for conducting Cyber Security & Cyber Resilience Audit for the year ended March 31, 2020, has been extended till 31st December 2020.
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