Investor Charter for Depositories and Depository Participants

Charter details the services provided to Investors, Rights of Investors, various activities of Depository through DPs with timelines, Dos and DON’T’s for Investors, Responsibilities of Investors, Code of Conduct for Depositories and DPs and Grievance Redressal Mechanism.

SEBI has issued the Investor Charter for Stock Exchanges

In view of the recent developments in the securities market including introduction of Online Dispute Resolution (ODR) platform and SCORES 2.0, it is felt necessary to modify the Investor Charter for Stock Exchanges inter-alia detailing the services provided to Investors, Rights of Investors, various activities of stock exchanges with timelines, Dos and DON’T’s for Investors and Responsibilities of Investors.

Master Circular for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors

All non-individual FPIs shall provide their LEI details in the Common Application Form (“CAF”), used for registration, KYC and account opening of FPIs. b)All existing FPIs (including those applying for renewal) that had not already provided their LEIs to their DDPs, had do so within 180 days from the date of issuance of circular dated July 27, 2023, failing which their account were to be blocked for further purchases until LEI is provided to their DDPs.