SEBI Consultation Paper on the proposal to review Qualified Institutional Buyer status of Alternative Investment Funds, Venture Capital Funds and Foreign Venture Capital Investors
It is proposed that with regard to AIFs, VCFs and FVCIs, the following shall be considered as QIBs –
AIFs and VCFs, other than those having 50% or more contribution from a single investor or investors belonging to the same group. (Explanation – ‘same group’ shall include relatives and related parties as defined in Companies Act 2013)
FVCIs, other than those FVCIs who are corporate bodies and family offices.
SEBI Risk disclosure with respect to trading by individual traders in equity futures and options segment
All Qualified Stock Brokers (QSBs) shall maintain the Profit and Loss (P&L) data of their clients on continuous basis as per format given in the Annexure-II of the paper and shall be retained for 5 years.
SEBI Consultation paper on institutional mechanism for asset management companies for deterrence of possible market abuse and fraudulent transactions
Consultation paper to seek public comments on institutional mechanism for asset management companies (AMC) for deterrence of possible market abuse and fraudulent transactions related to AMCs’ transactions and ensuring proper escalation, reporting mechanism, monitoring and compliance on an on-going basis.
SEBI Consultation paper on reduction of timeline for listing of shares in public issue from existing t+6 days to t+3 days
SEBI issued a consultation paper which seeks comments/views/suggestions from public on proposals pertaining to the reduction in timeline for listing and trading of shares in public issues from existing six days to three days for the benefit of issuers to have faster access to the capital raised and investors to have opportunity for having early credit and liquidity of investments.
SEBI Consultation paper on price band formulation for scrips in equity derivatives segment
SEBI published consultation paper on price band formulation for scrips in equity derivatives segment to strengthen volatility management and minimize information asymmetry.
