SEBI tightens due diligence process for share dematerialization
SEBI on November 5 asked listed companies to compile and submit data about shareholders holding shares in physical form to depositories by December 31, as part of strengthening the due diligence process.
SEBI issues clarifications on insider trading: clarifies the data to be maintained on designated persons
The Securities Exchange Board of India on 4th November, 2019 has published a set of frequently asked questions and clarifications on the Prevention of Insider Trading Regulations, 2015 (PIT). SEBI has clarified the data to be maintained on designated persons and intermediaries/fiduciaries by the company.
SEBI issues Operational Guidelines for FPIs & DDPs
SEBI has issued a set of operational guidelines under Regulation 44 of the SEBI (Foreign Portfolio Investors) Regulations, 2019 to ensure efficient transition from SEBI (Foreign Portfolio Investors) Regulations, 2014 and to operationalise the new Regulations.
SEBI issues circular on Adhaar e-KYC for investors
The Securities and Exchange Board of India on 5th November 2019 has issued a detailed circular regarding the process to be followed for Aadhar-based electronic KYC for investors (resident) in the securities market.
The Government of Andhra Pradesh notifies a site for common Hazardous and Other Waste Treatment Storage and Disposal Facility
The Government of Andhra Pradesh in its Gazette notification dated 1st November 2019 has notified a site in Nellore district for storage and disposal of Hazardous waste.